Our consultants have years of experience in delivering expertise,
insight and creative solutions for our clients.
Gary has gained extensive experience at both the Financial Conduct Authority and professional compliance consultancy firms in his 20+ year career. His main tenure at the FCA was with its Authorisations Department and he has since used that experience to assist many start-up managers and individuals to successfully become FCA authorised.
His compliance consultancy roles since leaving the FCA have seen him involved with providing ongoing compliance support from ad hoc technical assistance to undertaking in-depth reviews and assessments of regulated firms.
Gary often provides compliance assistance to senior management on all areas of regulatory compliance, but specifically technical assistance of FCA rules such as SUP, COBS, BIPRU, SYSC and FUND. Furthermore, Gary has substantial experience in drafting and implementing practical compliance policies and procedures to assist firms in adhering to the relevant regulatory principles and rules.
Gary’s work as a consultant has seen him work with asset managers of all types and sizes including Hedge Funds, Private Equity, Corporate Finance Advisors, Venture Capital, Real Estate, and Advisor / Arrangers.