Risk and Governance

At Objectivus we focus on small to medium financial services firms and can help you with your risk and governance requirements. This could include assessing trading risks, prudential risk, and counterparty exposures or a full governance review including compliance with the MIFIDPRU remuneration code.

Objectivus is experienced at assessing and developing a firm’s risk management framework and risk tolerance limits. We work with a range of entrepreneurial and closely held companies to improve their risk profile, typically as part of their ICARA process. We seek to move these companies into a position in which they retain control over their risk exposure and align this with their strategic goals. In doing this, Objectivus facilitates growth while providing reassurance to investors, stakeholders, and regulators.

Our engagements with clients have included capital and liquidity planning to meet their regulatory obligations as part of their ICARA processes or where required as part of stand-alone recovery and wind-down plans. In summary, we make the job of your Chief Risk Officer or Risk Manager much easier.

As part of our approach, we can offer clients a purpose-built system: Objectivus360. This adaptable and scalable software solution maintains a dynamic register of risks, automates risk management reporting lines, and produces bespoke risk analytics to inform high-level decision making. To find out more, you can download our datasheet at the bottom of this page.