News

PEP

FCA has Finalised Guidance on the treatment of PEPs

Risk Assessment1 KID

A common approach to the implementation of KID Regulation

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FCA publishes MiFID II Policy Statement Summarising Feedback Received

Investment protection1

Is this a temporary stay of execution for CFD firms?

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The Queen’s Speech will interest those in Financial Services

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The Money Laundering Regulations 2017: a risk-based approach

Money laundering AMLv3

Consultation opened on 4MLD & Fund Transfer Regulation Implementation

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A look at the six leading principles of the FX Global Code

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FCA publishes first set of data under new complaints rules