Regulatory Information
SERVICES
Objectivus Financial Consulting Limited is a licensed body, authorised and regulated by the Solicitors Regulation Authority (SRA number 8015402). It operates as a multi-disciplinary practice, providing legal services alongside consulting services. You can check our authorisation on the SRA’s register at sra.org.uk.
Our solicitors are bound by the SRA Standards and Regulations, which you can read at sra.org.uk/solicitors/standards-regulations.
Which of our services the SRA regulates
The SRA regulates our legal services. Any legal work carried out by one of our solicitors, or under a solicitor’s supervision, is regulated by the SRA, whichever service it forms part of.
Under the terms of our licence, the SRA does not regulate legal work carried out by our consultants, who are not solicitors, where it is a subsidiary but necessary part of these consulting services: governance and risk, compliance, financial crime policies and procedures, the Senior Managers and Certification Regime, and internal audit.
Our expert witness services are not legal services and are not regulated by the SRA.
We will tell you, when we agree the scope of an engagement, whether the services we are providing are regulated by the SRA.
What this means for you
For our SRA-regulated legal services:
- the work is covered by professional indemnity insurance that meets the SRA’s minimum terms;
- you may be able to claim on the SRA Compensation Fund, subject to the Fund’s rules;
- you can complain to the Legal Ombudsman, if you are eligible.
These protections from SRA regulation do not apply to our consulting and expert witness services. However, if your complaint concerns legal work carried out as part of our consulting services, you may still be able to take it to the Legal Ombudsman. Our Complaints page explains how.
Professional indemnity insurance
We hold professional indemnity insurance for our legal services with Travelers Insurance Company Limited, 30 Fenchurch Street, London, EC3M 3BD. The territorial coverage is England and Wales.
Client money
We do not hold client money. We bill legal work monthly in arrears.
Company details
Objectivus Financial Consulting Limited. Registered in England and Wales, company number 09271312.
Registered office: 35 Ballards Lane, London N3 1XW.
Office address: 20 Little Britain, London EC1A 7DH.
VAT number: GB 460 8013 16
