News

Investment protection1

Supervisory flexibility: RTS 27 reports & depreciation notification

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The latest regulatory update – February 2021

Privacy policy2

Covid-19 Vaccination Data and GDPR Implications

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The latest regulatory update – January 2021

Risk Assessment1 KID

Environmental Social and Governance (ESG)

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The challenges for compliance in 2021

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The latest regulatory update – December 2020

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Data Protection & the UK and EU Trade and Cooperation Agreement

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The latest regulatory update – November 2020

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General Data Protection Regulation (GDPR) update

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The FCA Directory – deadline 31st March

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The latest regulatory update – October 2020

Investment protection1

Market Abuse in a time of Coronavirus

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The latest regulatory update – September 2020

ESMA2

The new prudential regime for MiFID investment firms

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The latest regulatory update – August 2020

Investment protection1

Is your Management Information good enough?

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REP008: Conduct Rules reporting for solo-regulated firms