News

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FCA publishes first set of data under new complaints rules

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The FCA and the next phase of Project Innovate

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ESMA Question and Answer Updates on How to Apply AIFMD and UCITS

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ESMA issues a consultation paper on a portion of MAR

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ESMA publishes updated Q&A on CFDS and other speculative products

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The UK Triggers Article 50: formal notice of intention to leave EU

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Complete FX global code of conduct to be released on 25 May 2017

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Proposed revisions to JMLSG Part 1: March 2017

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The FCA’s view on the use of dealing commission

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FCA addresses expectations of providers and brokers on CFD

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Brexit Impact on UK Financial Services Industry

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Public Hearing on Virtual Currencies: need for regulation

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Increased regulatory expectations represent AML compliance challenge

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Market abuse – new trading technologies & market manipulation

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Delays to MIFID II implementation: IT departments don’t have time

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MiFID II – Implications for Commodity Firms

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MIFID II – Timeline. What are the most important issues?

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Proposed Changes to the Senior Managers and Certification Regime