News Search for:Search Button FCA publishes first set of data under new complaints rules 2 May 2017 The FCA and the next phase of Project Innovate 17 April 2017 ESMA Question and Answer Updates on How to Apply AIFMD and UCITS 10 April 2017 ESMA issues a consultation paper on a portion of MAR 4 April 2017 ESMA publishes updated Q&A on CFDS and other speculative products 3 April 2017 The UK Triggers Article 50: formal notice of intention to leave EU 29 March 2017 Complete FX global code of conduct to be released on 25 May 2017 27 March 2017 Proposed revisions to JMLSG Part 1: March 2017 23 March 2017 The FCA’s view on the use of dealing commission 5 March 2017 FCA addresses expectations of providers and brokers on CFD 26 January 2017 Brexit Impact on UK Financial Services Industry 1 July 2016 Public Hearing on Virtual Currencies: need for regulation 27 January 2016 Increased regulatory expectations represent AML compliance challenge 24 December 2015 Market abuse – new trading technologies & market manipulation 20 November 2015 Delays to MIFID II implementation: IT departments don’t have time 11 November 2015 MiFID II – Implications for Commodity Firms 23 October 2015 MIFID II – Timeline. What are the most important issues? 22 October 2015 Proposed Changes to the Senior Managers and Certification Regime 21 October 2015 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Load More News