News Search for:Search Button ESMA publishes updated Q&A on CFDS and other speculative products 3 April 2017 The UK Triggers Article 50: formal notice of intention to leave EU 29 March 2017 Complete FX global code of conduct to be released on 25 May 2017 27 March 2017 Proposed revisions to JMLSG Part 1: March 2017 23 March 2017 The FCA’s view on the use of dealing commission 5 March 2017 FCA addresses expectations of providers and brokers on CFD 26 January 2017 Brexit Impact on UK Financial Services Industry 1 July 2016 Public Hearing on Virtual Currencies: need for regulation 27 January 2016 Increased regulatory expectations represent AML compliance challenge 24 December 2015 Market abuse – new trading technologies & market manipulation 20 November 2015 Delays to MIFID II implementation: IT departments don’t have time 11 November 2015 MiFID II – Implications for Commodity Firms 23 October 2015 MIFID II – Timeline. What are the most important issues? 22 October 2015 Proposed Changes to the Senior Managers and Certification Regime 21 October 2015 National Risk Assessment of Money Laundering and Terrorist Financing 16 October 2015 Best Execution – The 10 Point Plan (MiFID II – Jan 2017) 29 September 2015 Disruption in the Finance Industry – rapid technological innovation 18 September 2015 Disruptive Innovation in Financial Markets 18 September 2015 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Load More News
