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News

Increased regulatory expectations represent AML compliance challenge

24 December 2015

Market abuse – new trading technologies & market manipulation

20 November 2015

Delays to MIFID II implementation: IT departments don’t have time

11 November 2015

MiFID II – Implications for Commodity Firms

23 October 2015

MIFID II – Timeline. What are the most important issues?

22 October 2015

Proposed Changes to the Senior Managers and Certification Regime

21 October 2015

National Risk Assessment of Money Laundering and Terrorist Financing

16 October 2015

Best Execution – The 10 Point Plan (MiFID II – Jan 2017)

29 September 2015

Disruption in the Finance Industry – rapid technological innovation

18 September 2015

Disruptive Innovation in Financial Markets

18 September 2015
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