News Increased regulatory expectations represent AML compliance challenge 24 December 2015 Market abuse – new trading technologies & market manipulation 20 November 2015 Delays to MIFID II implementation: IT departments don’t have time 11 November 2015 MiFID II – Implications for Commodity Firms 23 October 2015 MIFID II – Timeline. What are the most important issues? 22 October 2015 Proposed Changes to the Senior Managers and Certification Regime 21 October 2015 National Risk Assessment of Money Laundering and Terrorist Financing 16 October 2015 Best Execution – The 10 Point Plan (MiFID II – Jan 2017) 29 September 2015 Disruption in the Finance Industry – rapid technological innovation 18 September 2015 Disruptive Innovation in Financial Markets 18 September 2015 « Previous 1 … 15 16 17 Load More News Search for:Search Button
