News

PEP

FCA has Finalised Guidance on the treatment of PEPs

Risk Assessment1 KID

A common approach to the implementation of KID Regulation

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FCA publishes MiFID II Policy Statement Summarising Feedback Received

Investment protection1

Is this a temporary stay of execution for CFD firms?

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The Queen’s Speech will interest those in Financial Services

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The Money Laundering Regulations 2017: a risk-based approach

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Consultation opened on 4MLD & Fund Transfer Regulation Implementation

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A look at the six leading principles of the FX Global Code

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FCA publishes first set of data under new complaints rules

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The FCA and the next phase of Project Innovate

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ESMA Question and Answer Updates on How to Apply AIFMD and UCITS

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ESMA issues a consultation paper on a portion of MAR

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ESMA publishes updated Q&A on CFDS and other speculative products

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The UK Triggers Article 50: formal notice of intention to leave EU

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Complete FX global code of conduct to be released on 25 May 2017

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Proposed revisions to JMLSG Part 1: March 2017

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The FCA’s view on the use of dealing commission

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FCA addresses expectations of providers and brokers on CFD