News

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The latest regulatory update – November 2020

December 3, 2020

bestexecution

General Data Protection Regulation (GDPR) update

November 30, 2020

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The FCA Directory – deadline 31st March

November 16, 2020

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The latest regulatory update – October 2020

November 2, 2020

Investment protection1

Market Abuse in a time of Coronavirus

October 14, 2020

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The latest regulatory update – September 2020

October 9, 2020

ESMA2

The new prudential regime for MiFID investment firms

September 14, 2020

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The latest regulatory update – August 2020

September 7, 2020

Investment protection1

Is your Management Information good enough?

August 28, 2020