News

fca

Extending the SMCR to FCA only regulated firms

August 4, 2017

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Just how important is AML/CTF Compliance?

July 25, 2017

Risk Assessment1 KID

FCA releases report concerning plans to tackle money laundering

July 24, 2017

brexit

An update on Brexit and the implications for Financial Services

July 14, 2017

Oil2

FCA Proposes Rule Change in Pursuit of Aramco’s $2 Trillion Float

July 14, 2017

PEP

FCA has Finalised Guidance on the treatment of PEPs

July 7, 2017

Risk Assessment1 KID

A common approach to the implementation of KID Regulation

July 7, 2017

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FCA publishes MiFID II Policy Statement Summarising Feedback Received

July 5, 2017

Investment protection1

Is this a temporary stay of execution for CFD firms?

June 30, 2017